Limura's Compliance
Limura maintains a dedicated compliance framework to manage legal, regulatory and ethical risks across its precious metals and stones trading activities. This page outlines the role of the Compliance Officer and the key controls that support our counterparties and regulators.
COMPLIANCE
Limura’s Compliance Officer works continuously to improve company procedures to mitigate risks in the precious metals and stones trading sector and to anticipate emerging risks. The Company’s goal is to maintain the highest ethical standards and comply with all relevant rules and regulations wherever Limura operates.
The Compliance Officer operates within a strong corporate governance framework, with clear processes for identifying risks, providing sound oversight and ensuring effective risk mitigation. The Compliance Officer oversees Limura’s compliance activities, reviews all aspects of the compliance risk mitigation plan and acts as a point of escalation.
The Compliance Officer also ensures that the Company follows its anti-bribery and corruption (ABC) and anti-money laundering (AML) policies.
Limura takes sanctions obligations very seriously. Throughout the counterparty due diligence process, sanctions checks are carried out using both third-party systems and internal processes. On a daily basis, Limura vets its entire list of business counterparties and relevant associated individuals.